This chapter from "American Government" (4th edition) explores the foundations of U.S. governance and the role of citizens. It defines government as a mechanism for societal organization and resource allocation, distinguishing between public goods (available to all, like defense and public schools), private goods (purchased in markets), toll goods (available for a fee, like private schooling), and common goods (limited resources like fish, requiring regulation for sustainability). The U.S. operates as a representative democracy, where citizens elect officials, unlike direct democracies, monarchies, oligarchies, or totalitarian regimes. The text examines the relationship between democracy and capitalism, noting that while they developed together, capitalism can create wealth disparities that influence politics, unlike socialism’s state-owned production. The elitism-pluralism debate asks whether power rests with a wealthy elite or with competing interest groups; the trade-offs perspective suggests policy emerges from compromises, such as balancing free speech with safety or energy needs with environmental protection. Civic engagement is essential, ranging from voting and contacting representatives to protesting and volunteering, but participation varies by age, income, and education, with younger Americans showing lower traditional involvement yet higher issue-driven activism. Historical examples, like the fight for voting rights and civil rights, illustrate that ordinary citizens can effect change. Ultimately, the chapter argues that informed and active citizens are crucial for ensuring government serves the people effectively.
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Chapter 1 American Government and Civic Engagement
Introduction
Since its founding, the United States has relied on citizen participation
to govern at the local, state and national levels.
This civic engagement ensures that representative democracy will continue to flourish and that
people will continue to influence government.
The right of citizens to participate in government is an important feature of democracy and over
the centuries many have fought to acquire and defend this right.
During the American Revolution, 1775-1783, British colonists fought for the right to govern themselves.
In the early 19th century, agitated citizens called for the removal of property requirements
for voting, so poor white men could participate in government just as wealthy men could.
Throughout the late 19th and 20th centuries, women, African Americans, Native Americans,
and many other groups fought for the right to vote and hold office.
Voting is an important part of the fight to keep the United States free.
The purpose of voting and other forms of political engagement is to ensure that government serves
the people and not the other way around.
But what does government do to serve the people?
What different forms of government exist?
How do they differ?
How can citizens best engage with and participate in the crucial process of governing the nation?
This chapter seeks to answer these questions.
1.1 What is government?
Learning objectives.
By the end of this section, you will be able to explain what government is and what it does.
Identify the type of government in the United States and compare it to other forms of government.
Government affects all aspects of people's lives.
What we eat, where we go to school, what kind of education we receive, how our tax money
is spent, and what we do in our free time are all affected by government.
Members are often unaware of the pervasiveness of government in their everyday lives, and
many are unsure precisely what it does.
Here we will look at what government is, what it does, and how the government of the United
States differs from other kinds of governments.
Defining government The term government describes the means
by which a society organizes itself and how it allocates authority in order to accomplish
collective goals and provide benefits that the society as a whole needs.
Among the goals that governments around the world seek to accomplish are economic prosperity,
secure national borders, and the safety and well-being of citizens.
Governments also provide benefits for their citizens.
The type of benefits provided differ according to the country and their specific type of
governmental system.
But governments commonly provide such things as education, healthcare, and an infrastructure
for transportation.
The term politics refers to the process of gaining and exercising control within a government
for the purpose of setting and achieving particular goals, especially those related
to the division of resources within a nation.
Sometimes governmental systems are confused with economic systems.
This is because certain types of political thought or governmental organization are closely
related to or develop with certain types of economic systems.
For example, the economic system of capitalism in Western Europe and North America developed
at roughly the same time as ideas about democratic republics, self-government and natural rights.
At this time, the idea of liberty became an important concept.
According to John Locke, an English political philosopher of the 17th century, all people
have natural rights to life, liberty, and property.
From this came the idea that people should be free to consent to being governed.
In the 18th century, in Great Britain's North American colonies and later in France, this
developed into the idea that people should govern themselves through elected representatives
and not a king.
Only those representatives chosen by the people had the right to make laws to govern them.
Similarly, Adam Smith, a Scottish philosopher who was born 19 years after Locke's death,
believed that all people should be free to acquire property in any way that they wished.
Instead of being controlled by government, business, and industry, Smith argued, people
should be allowed to operate as they wish and keep the proceeds of their work.
Competition would ensure that prices remained low, and faulty goods disappeared from the market.
In this way, business would reap profits, consumers would have their needs satisfied, and
society as a whole would prosper.
Smith discussed these ideas which formed the basis for industrial capitalism in his book
The Wealth of Nations, which was published in 1776, the same year that the Declaration
of Independence was written.
Representative government and capitalism developed together in the United States, and many Americans
tend to equate democracy a political system in which people govern themselves with capitalism.
In theory, a democratic government promotes individualism and the freedom to act as one
chooses instead of being controlled for good or bad by governments.
Capitalism in turn relies on individualism.
At the same time, successful capitalists prefer political systems over which they can exert
at least some influence in order to maintain their liberty.
Democracy and capitalism do not have to go hand in hand, however.
Indeed, one might argue that a capitalist economic system might be bad for democracy in some
respects.
Although Smith theorized that capitalism would lead to prosperity for all, this has not necessarily
been the case.
Great gaps in wealth between the owners of major businesses, industries, and financial institutions,
and those who work for others in exchange for wages exist in many capitalist nations.
In turn, great wealth may give a very small minority great influence over the government.
A greater influence than that held by the majority of the population, which we'll be discussed
later.
Socialism is an alternative economic system.
In socialist societies, the means of generating wealth such as factories, large farms, and
banks, are owned by the government and not by private individuals.
The government accumulates wealth and then redistributes it to citizens, primarily in the
form of social programs that provide such things as free or inexpensive healthcare, education,
and childcare.
In socialist countries, the government also usually owns and controls utilities such as electricity,
transportation systems like airlines and railroads, and telecommunication systems.
In many socialist countries, the government isn't all a garkey.
Only members of a certain political party or ruling elite can participate in government.
For example, in China, the government is run by members of the Chinese Communist Party.
In the United States, the democratic government works closely together with its capitalist
economic system.
The interconnectedness of the two affects the way in which goods and services are distributed.
The market provides many goods and services needed by Americans.
For example, food, clothing, and housing are provided in ample supply by private businesses
that earn a profit in return.
These goods and services are known as private goods.
People can purchase what they need in the quantity in which they need it.
This, of course, is the ideal.
In reality, those who live in poverty cannot always afford to buy ample food and clothing
to meet their needs.
Or, the food and clothing that they can afford to buy in abundance is of inferior quality.
Also, it is often difficult to find adequate housing.
Housing in the most desirable neighborhoods, those that have low crime rates and good schools,
is often too expensive for poor or working class, and sometimes
middle-class people to buy or rent. Thus, the market cannot provide everything in
enough quantity or at low enough costs in order to meet everyone's needs.
Therefore, some goods are provided by the government. Such goods or services that
are available to all without charge are called public goods. Two such public
goods are national security and education. It is difficult to see how a private
business could protect the United States from attack. How could it build its
own armies and create plans for defense and attack? Who would pay the men and
women who served? Where would the intelligence come from? Due to its ability to
tax, draw upon the resources of an entire nation and compel citizen
compliance only government is capable of protecting the nation. Similarly,
public schools provide education for all children in the United States.
Children of all religions, races and ethnicities, socioeconomic classes and
levels of academic ability can attend public schools free of charge from
kindergarten through the 12th grade. It would be impossible for private schools
to provide an education for all of the nation's children. Private schools do
provide some education in the United States. However, they charge tuition and
only those parents who can afford to pay their fees or whose children gain
a scholarship can attend these institutions. Some schools charge very high
tuition, the equivalent to the tuition at a private college. If private schools
were the only educational institutions, most poor and working-class children and
many middle-class children would be uneducated. Private schooling is a type of
good called a toll good. Toll goods are available to many people and many people
can make use of them, but only if they can pay the price. They occupy a middle
ground between public and private goods. All parents may send their children to
public schools in the United States. They can choose to send their children to a
private school, but the private school will charge them. On the other hand,
public schools which are operated by the government provide free education so
all children can attend school. Therefore, everyone in the nation benefits from
the educated voters and workers produced by the public school system. Another
distinction between public and private goods is that public goods are available
to all, typically without additional charge. One other public goods does
government provide in the United States. At the federal, state, and local level
government provides stability and security not only in the form of a military
but also in the form of police and fire departments. Government provides
other valuable goods and services such as public education, public
transportation, mail service, and food, housing, and healthcare for the poor. If a
house catches on fire, the fire department does not demand payment before they
put the fire out. If someone breaks into a house and tries to harm the
occupants, the police will try to protect them and arrest the intruder, but the
police department will not request payment for services rendered. The provision of
these goods and services is funded by citizens paying into the general tax
space. Government also performs the important job of protecting common goods, goods
that all people may use free of charge, but that are of limited supply, such as
fish in the sea or clean drinking water. Because everyone can use these goods,
they must be protected, so a few people do not take everything that is available
and leave others with nothing. Besides providing stability and goods and
services for all, government also creates a structure by which goods and
services can be made available to the people. In the United States, people elect
representatives to city councils, state legislatures, and Congress. These bodies
make laws to govern their respective jurisdictions. They also pass measures to
raise money through the imposition of taxes on such things as income, property,
and sales. Local, state, and national governments also draft budgets to
determine how the revenue taken in will be spent for services. On the local
level, funds are allotted for education, police and fire departments, and
maintenance of public parks. State governments allocate money for state
colleges and universities, maintenance of state roads and bridges, and wildlife
management among other priorities. On the national level, money goes to such
things as defense, social security, pensions for veterans, maintenance of
federal courts and prisons, and management of national parks. At each level,
representatives elected by the people try to secure funding for things that will
benefit those who live in the areas they represent. Once money has been
allocated, government agencies at each level then receive funds for the
purposes mentioned earlier, and use them to provide services to the public.
Local, state, and national governments also make laws to maintain order and to
ensure the efficient functioning of society, including the fair operation of
the business marketplace. In the United States, for example, Congress passes
laws regulating banking and government agencies regulate such things as the
amount of toxic gases that can be emitted by factories, the purity of food
offered for sale, and the safety of toys and automobiles. In this way, government
checks the actions of business, something that it would not do if capitalism in
the United States functioned strictly in the manner that Adam Smith believed it
should, almost entirely unregulated. Besides providing goods to citizens and
maintaining public safety, most governments also provide a means for citizens
to participate in government and to make their opinions known to those in power.
Western democracies like the United States, Britain, France, and others protect
citizens' freedom of speech and the press. These nations and others in the world
also allow citizens to vote. As noted earlier, politics is the process by which
choices are made regarding how resources will be allocated and which
economic and social policies government will pursue. Put more simply, politics
is the process of who gets what and how. Politics involves choosing which
values government will support and which it will not. If government chooses to
support an ideal such as individualism, it may choose to loosen regulations on
business and industry or to cut taxes so that people have more money to invest
in business. If it chooses to support an ideal such as egalitarianism, which
calls for equal treatment for all and the destruction of socio-economic
inequalities, it may raise taxes in order to be able to spend more on public
education, public transportation, housing for the poor, and care for the
elderly. If, for example, the government is more concerned with national
security than with individual liberty, it may authorize the tapping of people's
phones and restrict what newspapers may publish. If liberty is more important,
then government will place greater restrictions on the extent that law
enforcement agencies can intrude upon citizens' private communications. The
political process and the input of citizens help determine the answer. Civic
engagement or the participation that connects citizens to government is a vital
ingredient of politics. In the United States, citizens play an important role in
influencing what policies are pursued, what values the government chooses to
support, what initiatives are granted funding, and who gets to make the
final decisions. Political engagement can take many forms, reading about
politics, listening to news reports, discussing politics, attending or watching
televised political debates, donating money to political campaigns, handing out
flyers promoting a candidate, voting, joining protest marches, and writing
letters to their elected representatives. Finding the middle ground, fishing
regulations. One of the many important things government does is regulate
public access to common goods like natural resources. Unlike public goods, which
all people may use without charge, common goods are in limited supply. If more
public schools are needed, the government can build more. If more firefighters or
male carriers are needed, the government can hire them. Public lands and wildlife
however are not goods the government can simply multiply if supply falls due to
demand. Indeed, if some people take too freely from the supply of common goods,
there will not be enough left for others to use. Fish are one of the many common
goods in which the government currently regulates access. It does so to ensure
that certain species are not fished into extinction, thus depriving future
generations of an important food source and a means to make a living.
This idea is known as sustainability.
Environmentalists want to set strict fishing limits on a variety of species.
Commercial fishers resist these limits,
claiming they are unnecessary and, if enforced, would drive them out of business.
Currently, fishing limits are set by a combination of scientists, politicians,
local resource managers, and groups representing the interests of fishers.
Should the government regulate fishing?
Is it right to interfere with people's ability to earn money today
in order to protect the access of future generations to the nation's common goods?
Different types of government.
The government of the United States can best be described as a republic or representative democracy.
A democracy is a government in which political power, influence over institutions, leaders, and policies,
rests in the hands of the people.
In a representative democracy, however, the citizens do not govern directly.
Instead, they elect representatives to make decisions and pass laws on behalf of all the people.
Thus, US citizens vote for members of Congress, the President and Vice President,
members of state legislatures, governors, mayors, and members of town councils and school boards
to act on their behalf.
Most representative governments favor majority rule.
The opinions of the majority of people have more influence with government than those of the minority.
If the number of elected representatives who favor a proposed law
is greater than those who oppose it, the law will be enacted.
However, in representative governments like the United States,
minority rights are protected.
People cannot be deprived of certain rights, even if an overwhelming number of people think that they should be.
For example, let's say American society decided that atheists,
people who do not believe that God exists, were evil and should be imprisoned or expelled from the country.
Even though atheists only account for about 7% of the population,
they would be protected due to minority rights.
Even though the number of Americans who believe in God far outweighs the number who do not,
the minority is still protected.
Because decisions are made through majority rule, making your opinions known
and voting for those men and women who make decisions that affect all of us
are critical and influential forms of civic engagement in a representative democracy,
such as the United States.
In a direct democracy, unlike representative democracy,
people participate directly in making government decisions.
For example, in ancient Athens, the most famous example of a direct democracy,
all male citizens were allowed to attend meetings of the assembly.
Here, they debated and voted for or against all proposed laws.
Although neither the federal government nor any of the state government's function as a direct
democracy, the constitution requires the national and state governments to be
representative forms of government.
Some elements of direct democracy do exist in the United States.
While residents of the different states vote for people to represent them
and to make laws in their behalf in the state legislatures and in Congress,
people may still directly vote on certain issues.
For example, a referendum or proposed law might be placed on the ballot
for citizens to vote on directly during state or local elections,
instead of leaving the matter in the hands of the state legislature.
At New England town meetings, all residents are allowed to debate decisions affecting the town.
Such occasions provide additional opportunities for civic engagement.
Most countries now have some form of representative government.
At the other end of the political spectrum are elite driven forms of government.
In a monarchy, one ruler, usually a hereditary ruler, holds political power.
Although the power of some monarchs is limited by law, and such kings and queens often rule along
with an elected legislature that makes laws for the country, this is not always the case.
Many southwest Asian kingdoms, such as Saudi Arabia, Qatar, and the United Arab Emirates,
have absolute monarchs whose power is unrestricted.
As discussed earlier, another non-democratic form of government is oligarchy,
in which a handful of elite members of society, often those who belong to a particular political party,
hold all political power.
For example, in Cuba, as in China, only members of the Communist Party are allowed to vote
or hold public office, and the party's most important members make all government decisions.
Some non-democratic societies are totalitarian in nature. Under totalitarianism,
the government is more important than the citizens, and it controls all aspects of citizens' lives.
Citizens' rights are limited, and the government does not allow political criticism or opposition.
These forms of government are fairly rare. North Korea is an example of a totalitarian government.
One point two. Who governs elitism, pluralism, and trade-offs?
Learning objectives. By the end of this section, you'll be able to
describe the pluralism elitism debate. Explain the trade-offs perspective on government.
The United States allows its citizens to participate in government in many ways.
The United States also has many different levels and branches of government that any citizen
or group might approach. Many people take this as evidence that U.S. citizens,
especially as represented by competing groups, are able to influence government actions.
Some political theorists however argue that this is not the case. They claim that only a handful
of economic and political elites have any influence over government.
Elitism versus pluralism. Many Americans fear that a set of elite citizens
is really in charge of government in the United States, and that others have no influence.
This belief is called the elite theory of government. In contrast to that perspective,
is the pluralist theory of government, which says that political power rests with competing
interest groups who share influence in government. Pluralist theorists assume that citizens
who want to get involved in the system do so because of the great number of access points to
government. That is, the U.S. system, with several levels and branches, has many places where people
and groups can engage the government. The foremost supporter of elite theory was C-right Mills.
In his book The Power Elite, Mills argued that government was controlled by a combination of
business, military, and political elites. Most are highly educated, often graduating from
prestigious universities. According to elite theory, the wealthy used their power to control the
nation's economy in such a way that those below them cannot advance economically. Their wealth
allows the elite to secure for themselves important positions in politics. They then use this
power to make decisions and allocate resources in ways that benefit them. Politicians do the bidding
of the wealthy instead of attending to the needs of ordinary people, and order is maintained by force.
Indeed, those who favor government by the elite believe the elite are better fit to govern
and that average citizens are content to allow them to do so. In a parent support of the elite
perspective, one-third of U.S. presidents have attended Ivy League schools, a much higher percentage
than the rest of the U.S. population. This Ivy trend continues today. While President Joe Biden,
who attended the University of Delaware and Syracuse University, and Vice President Kamala Harris,
who attended Howard University and the University of California Hastings,
earned degrees at non-Ivy universities, the 2024 presidential election brought back Ivy League
graduates to the two positions. President Donald Trump attended the University of Pennsylvania,
and Vice President J.D. Vance attended Ohio State University and Yale University.
Among members of the House of Representatives, 95 percent have a bachelor's degree,
as do 100 percent of members of the Senate.
Fewer than 40% of U.S. adults have even an associate's degree.
The majority of those in Congress also engaged in either state or local politics, or business
people, or practiced law before being elected to Congress.
Approximately 73% of members of Congress are men, and about 76% are white.
The nation's laws are made primarily by well-educated white male professionals and businessmen.
The makeup of Congress is important, because race, gender, profession, education, and socioeconomic
status have an important effect on people's political interests.
For example, changes in the way taxes are levied and spent do not affect all citizens equally.
A flat tax, which generally requires that everyone pay the same percentage rate, hurts the
poor more than it does the rich.
If the income tax rate was flat at 10%, all Americans would have to pay 10% of their income
to the federal government.
Someone who made $40,000 a year would have to pay $4,000 and be left with only $36,000
to live on.
Someone who made $1,000,000 would have to pay $100,000, a greater sum, but they would
still be left with $900,000.
People who were not wealthy would probably pay more than they could comfortably afford.
While the wealthy, who could afford to pay more and still live well, would not see a real
impact on their daily lives.
Similarly, the allocation of revenue affects the rich and the poor differently, giving
more money to public education does not benefit the wealthy as much as it does the poor because
the wealthy are more likely than the poor to send their children to private schools or
to at least have the option of doing so.
However, better funded public schools have the potential to greatly improve the upward
mobility of members of other socioeconomic classes who have no other option than to
send their children to public schools.
Currently, about half of the members of Congress are millionaires.
As of 2022, approximately 34% of U.S. House members and 33% of U.S. Senators sent their
children to private schools.
Overall, only 11% of the American population did so.
Therefore, a Congress dominated by millionaires who send their children to private schools is
more likely to believe that a flat tax is fair, and that increased funding for public education
is not a necessity.
Their experience, however, does not reflect the experience of average Americans.
Pluralist theory rejects this approach, arguing that although there are elite members of society,
they do not control government.
Instead, pluralist argue, political power is distributed throughout society.
Rather than resting in the hands of individuals, a variety of organized groups hold power,
with some groups having more influence on certain issues than others.
Thousands of interest groups exist in the United States, approximately 70 to 90% of Americans
report belonging to at least one group.
According to pluralist theory, people with shared interests will form groups in order
to make their desires known to politicians.
These groups include such entities as environmental advocates, unions, and organizations that
represent the interests of various businesses.
Because most people lack the inclination, time, or expertise necessary to decide political
issues, these groups will speak for them.
As groups compete with one another and find themselves in conflict regarding important
issues, government policy begins to take shape.
In this way, government policy is shaped from the bottom up, and not from the top down
as we see in elitist theory.
Robert Dahl, author of Who Governs, was one of the first to advance the pluralist theory,
and argued that politicians seeking an electoral payoff are attentive to the concerns of politically
active citizens, and through them become acquainted with the needs of ordinary people.
They will attempt to give people what they want in exchange for their votes.
The trade-offs perspective.
Although elitists and pluralists present political influence as a tug of war, with people
at opposite ends of a rope trying to gain control of government, in reality, government action
and public policy are influenced by an ongoing series of trade-offs and compromises.
For instance, an action that will meet the needs of large numbers of people may not be
favored by the elite members of society.
Giving the elite what they want may interfere with plans to help the poor.
As pluralists argue, public policy is created as a result of competition among groups.
In the end, the interests of both the elite and the people likely influence government action,
and compromises will often attempt to please them both.
Since the framing of the US Constitution, trade-offs have been made between those who favor
the supremacy of the central government and those who believe that the state governments
should be more powerful.
With the rapid spread of COVID-19 in 2020, should the national government have been able
to mandate state and local actions on masks and social distancing in order to protect
the public or was the approach that played out with state and local control of these measures
the way to go?
Should those who control the federal Bureau of Investigation, FBI and the National Security
Agency, NSA, be allowed to eavesdrop on phone conversations of Americans and read their
email?
Should groups like the American Civil Liberties Union, ACLU, which protect all citizens'
rights to freedom of speech, be able to prevent this?
Many of the trade-offs made by government are about freedom of speech.
The first amendment of the Constitution gives Americans the right to express their opinions
on matters of concern to them.
The federal government cannot interfere with this right.
Because of the 14th amendment, state governments must protect this right also.
At the same time, neither the federal government nor state governments can allow someone's
right to free expression, to interfere with someone else's ability to exercise their own
rights.
For example, in the United States, people often protest outside facilities that provide abortions.
In 2007, the state of Massachusetts enacted a law that required protesters to stand 35
feet away from clinic entrances.
The intention was to prevent women seeking abortions from being harassed or threatened
with violence.
Groups favoring the protection of women's reproductive rights supported the law.
Groups opposed to abortion argued that the buffer zone prevented them from speaking to
women to try to persuade them not to have the procedure done.
In 2014, in the case of McCullen versus Cochley, the U.S. Supreme Court struck down the law
that created a buffer zone between protesters and clinic entrances.
Trade-offs also occur as a result of conflict between groups representing the competing interests
of citizens.
Many Americans believe that the U.S. must become less dependent on foreign sources of energy.
Many also would like people to have access to inexpensive sources of energy.
Such people are likely to support fracking, the process of hydraulic fracturing that
gives drilling companies access to natural gas trapped between layers of shell underground.
Fracking produces abundant, inexpensive natural gas, a great benefit to people who live in
parts of the country where it is expensive to heat homes during the winter.
Fracking also creates jobs.
At the same time, many scholars argue that fracking can result in the contamination of drinking
water, air pollution, and increased risk of earthquakes.
One study has even linked fracking to cancer.
Thus, those who want to provide jobs and inexpensive natural gas are in conflict with those
who wish to protect the natural environment and human health.
Both sides are well-intentioned, but they disagree over what is best for people.
Trade-offs are especially common in the United States Congress.
Members of the Senate and the House of Representatives usually vote according to the concerns of people
who live in their districts.
Not only does this often pit the interests of people in different parts of the country
against one another, but it also frequently favors the interests of certain groups of
people over the interests of others within the same state.
For example, allowing oil companies to drill off the state's coast may please those who
need the jobs that will be created, but it will anger those who wish to preserve coastal
lands as a refuge for wildlife, and in the event of an accident may harm the interests
of people who depend on fishing and tourism for their living.
At times, House members and Senators in Congress may ignore the voters in their home states
and the groups that represent them in order to follow the dictates of the leaders of the
political party to which they belong. For example, a member of Congress from a state with a
large elderly population may be inclined to vote in favor of legislation to increase benefits
for retired people. However, the political party leaders who disapprove of government spending on
social programs may ask for a vote against it. The opposite can occur as well, especially in the case
of a legislator soon facing re-election. With two-year terms of office, we are more likely to see
the House members buck their party in favor of their constituents. Finally, the government may attempt
to resolve conflicting concerns within the nation as a whole through trade-offs. After repeated
incidents of mass shootings at schools, theaters, churches, concerts, nightclubs, and shopping malls,
many are concerned with protecting themselves and their families from firearm violence.
Some groups would like to ban the sale of certain types of weapons completely.
Some do not want a ban gun ownership. They merely want greater restrictions to be put in place
on who can buy guns or how long people must wait between the time they enter the store to make a
purchase and the time when they are actually given possession of the weapon. Others oppose any
restrictions on the number or type of weapons Americans may own. So far, state governments have
attempted to balance the interests of these groups by placing restrictions on such things
as who can sell guns, where gun sales may take place, or requirements for background checks.
But they have not attempted to ban gun sales altogether. For example, although federal law
does not require private sellers, people who sell guns from their personal collections,
to conduct a background check before selling a firearm to another individual,
some states have passed so-called "red flag laws" requiring this. At the federal level,
there has been widespread support in Congress to improve the background checking process.
Indeed, despite objections from the National Rifle Association,
the Fix NICS Act passed the House and Senate and was signed into law by President Trump
as part of an omnibus spending bill in March 2018. This statute strengthens the National
Instant Criminal Background Check System by establishing new reporting requirements
on 44 federal agencies and a mandate for the Department of Justice to coordinate with state
and tribal governments to make data available to them. 1.3 Engagement in a Democracy
Learning Objectives by the end of this section, you'll be able to
explain the importance of citizen engagement in a democracy,
describe the main ways Americans can influence and become engaged in government,
discuss factors that may affect people's willingness to become engaged in government.
Participation in government matters. Although people may not get all that they want,
they can achieve many goals and improve their lives through civic engagement.
According to the pluralist theory, government cannot function without active participation by at least
some citizens. Even if we believe the elite make political decisions, participating in government
through the act of voting can change who the members of the elite are. Why get involved?
Are fewer people today active in politics than in the past? Political scientist Robert Putnam
has argued that civic engagement is declining. Although many Americans may report belonging to groups,
these groups are usually large, impersonal ones with thousands of members. People who join groups
such as Amnesty International or Greenpeace may share certain values and ideals with other members
of the group, but they do not actually interact with these other members. These organizations are
different from the types of groups Americans used to belong to, like church groups or bowling leagues.
Although people are still interested in volunteering and working for the public good,
they are more interested in either working individually or joining large organizations
where they have little opportunity to interact with others. Putnam considers a number of
explanations for this decline in small group membership, including increased participation by women
in the workforce, a decrease in the number of marriages and an increase in divorces,
and the effect of technological developments such as the internet that separate people by
allowing them to feel connected to others without having to spend time in their presence.
Putnam argues that a decline in social capital, the collective value of all social networks,
those whom people know, and the inclinations that arise from these networks to do things for
each other, accompanies this decline in membership in small interactive groups. Included in social
capital are such things as networks of individuals, a sense that one is part of an entity larger
than oneself, concerned for the collective good and a willingness to help others,
and the ability to trust others and to work with them to find solutions to problems.
This, in turn, has hurt people's willingness and ability to engage in representative government.
If Putnam is correct, this trend is unfortunate because becoming active in government
and community organizations is important for many reasons.
Some have countered Putnam's thesis and argue that participation isn't better
shaped than what he portrays. Ever at Ladd shows many positive trends in social involvement
in American communities that serve to soften some of the declines identified by Putnam.
For example, while bowling league participation is down, soccer league participation has proliferated.
April Clark examines and analyzes a wide variety of social capital data trends and disputes the
original thesis of erosion. Others have suggested that technology has increased connectedness,
an idea that Putnam himself has critiqued as not as deep as in-person connections.
Civic engagement can increase the power of ordinary people to influence government actions,
even those without money or connections to important people can influence the policies that affect
their lives and change the direction taken by government. US history is filled with examples of
people actively challenging the power of elites, gaining rights for themselves, and protecting their
interests. For example, slavery was once legal in the United States, and large sectors of the US
economy were dependent on this forced labor. Slavery was outlawed, and enslaved people were
granted citizenship because of the actions of abolitionists. Although some abolitionists were
wealthy white men, most were ordinary people, including men and women of both races.
White women and African Americans were able to actively assist in the campaign to end slavery,
despite the fact that with few exceptions, they were unable to vote. Similarly, the right to vote
once belonged solely to white men until the 15th Amendment gave the vote to African American men.
The 19th Amendment extended the vote to include women, and the Voting Rights Act of 1965
made exercising the right to vote a reality for black men and women in the South. None of this
would have happened, however, without the efforts of people who marched in protest, participated
in boycotts, delivered speeches, wrote letters to politicians, and sometimes risked a rest in order
to be heard. The tactics used to influence the government and affect change by abolitionists and
members of the women's rights and African American civil rights movements are still used by many
activists today. The rights gained by these activists and others have dramatically improved the
quality of life for many in the United States. Civil rights legislation did not focus solely on the
right to vote or to hold public office. It also integrated schools and public accommodations,
prohibited discrimination in housing and employment, and increased access to higher education.
Activists for women's rights, fought for, and won greater reproductive freedom for women,
better wages, and access to credit. Only a few decades ago, homosexuality was considered a mental
disorder, and intercourse between consenting adults of the same sex was illegal in many states.
Although legal discrimination against LGBTQ people still remains,
Consensual intercourse between gay and lesbian adults is no longer
illegal anywhere in the United States.
Same-sex couples have the right to legally marry, and LGBTQ people are better protected
against employment discrimination.
Activism can improve people's lives in less dramatic ways as well, working to make cities
clean up vacant lots, destroy or rehabilitate abandoned buildings, build more parks and
playgrounds, pass ordinances requiring people to curb their dogs, and ban late-night noise
greatly affects people's quality of life.
The actions of individual Americans can make their own lives better and improve their
neighbor's lives as well.
Representative democracy cannot work effectively without the participation of informed citizens,
or engage citizens, familiarize themselves with the most important issues confronting
the country, and with the plans different candidates have for dealing with those issues.
Then, they vote for the candidates they believe will be best suited to the job, and they
may join others to raise funds or campaign for those they support.
They inform their representatives how they feel about important issues.
Through these efforts and others, engaged citizens let their representatives know what
they want, and thus influence policy.
Only then can government actions accurately reflect the interests and concerns of the majority.
Even people who believe the elite rule government should recognize that it is easier for them
to do so if ordinary people make no effort to participate in public life.
Young Americans are often reluctant to become involved in traditional forms of political
activity.
They may believe politicians are not interested in what they have to say, or they may feel
their votes do not matter.
However, this attitude has not always prevailed.
Indeed, today's college students can vote because of the activism of college students in
the 1960s.
Most states at that time required citizens to be 21 years of age before they could vote
in national elections.
This angered many young people, especially young men who could be drafted to fight the
war in Vietnam.
They argued that it was unfair to deny 18-year-olds the right to vote for the people who had the
power to send them to war.
As a result, the 26th Amendment, which lowered the voting age in national elections to 18,
was ratified by the states and went into effect in 1971.
Are you engaged in or at least informed about actions of the federal or local government?
Are you registered to vote?
How would you feel if you were not allowed to vote until age 21?
Pathways to engagement
People can become civically engaged in many ways, either as individuals or as members
of groups.
Some forms of individual engagement require very little effort.
One of the simplest ways is to stay informed about debates and events in the community,
in the state, and in the nation.
Awareness is the first step toward engagement.
News is available from a variety of reputable sources, such as newspapers like the New
York Times, national news shows, including those offered by the public broadcasting service
and national public radio, and reputable internet sites.
Another form of individual engagement is to write or email political representatives.
Filing a complaint with the city council is another avenue of engagement.
City officials cannot fix problems if they do not know anything is wrong to begin with.
Filing to public opinion polls, actively contributing to a political blog, or starting a new blog,
are all examples of different ways to be involved.
It is also inescapable that social media engagement has exploded over the last 10 years.
Moreover, with the self-selection of friend groups and feeds online, bias is mobilized,
and we see increasing complaints about fake news.
One of the most basic ways to engage with government as an individual is to vote.
Individual votes do matter.
City council members, mayors, state legislators, governors, and members of congress are all
chosen by popular vote.
Although the president of the United States is not chosen directly by popular vote but by
a group called the Electoral College, the votes of individuals in their home states determine
how the Electoral College ultimately votes.
Registring to vote beforehand is necessary in most states, but it is usually a simple
process, and many states allow registration online.
We'll discuss voter registration and voter turnout in more depth in a later chapter.
Voting however is not the only form of political engagement in which people may participate.
People can engage by attending political rallies, donating money to campaigns, and signing
petitions.
Starting a petition of one's own is relatively easy, and some websites that encourage people
to become involved in political activism provide petitions that can be circulated through
email.
Taking part in a poll or survey is another simple way to make your voice heard.
Some people prefer to work with groups when participating in political activities or
performing service to the community.
Group activities can be as simple as hosting a book club or discussion group to talk about
politics.
Coffee Party USA provides an online forum for people from a variety of political perspectives
to discuss issues that are of concern to them.
People who wish to be more active often work for political campaigns.
Having in fundraising efforts, handing out bumper stickers and campaign buttons, helping
people register to vote, and driving voters to the polls on election day are all important
activities that anyone can engage in.
Individual citizens can also join interest groups that promote the causes they favor.
Political activity is not the only form of engagement, and many people today seek other
opportunities to become involved.
This is particularly true of young Americans.
Although young people today often shy away from participating in traditional political
activities, they do express deep concern for their communities and seek out volunteer
opportunities.
Although they may not realize it, becoming active in the community and engaging in a wide
variety of community-based volunteer efforts are important forms of civic engagement and
help government do its job.
The demands on government are great, and funds do not always exist to enable it to undertake
all the projects it may deem necessary.
Even when there are sufficient funds, politicians have differing ideas regarding how much government
should do and what areas it should be active in.
Volunteers and community organizations help fill the gaps.
Examples of community action include tending a community garden, building a house for habitat
for humanity, cleaning up trash in a vacant lot, volunteering to deliver meals to the elderly,
and tutoring children in after-school programs.
Some people prefer even more active and direct forms of engagement, such as protest marches
and demonstrations, including civil disobedience.
Such tactics were used successfully in the African-Americans' civil rights movement of the
1950s and 1960s, and remain effective today.
Likewise, the sit-ins and sleep-ins and pray-ins staged by black civil rights activists, which
they employed successfully to desegregate lunch counters, motels, and churches, have been
adopted today by movements such as Black Lives Matter and Occupy Wall Street.
Other tactics, such as boycotting businesses of whose policies the activists disapproved,
are also still common.
Along with boycotts, there are now buy-cots, in which consumers purchase goods and services
from companies that give extensively to charity, help the communities in which they are located,
or take steps to protect the environment.
Get connected, getting involved.
In many ways, the pluralists were right, there is plenty of room for average citizens to
become active in government, whether it is through a city council subcommittee, or another
type of local organization.
Civic organizations always need volunteers, sometimes for only a short while, and sometimes
for much longer.
For example, common cause is a non-partisan organization that seeks to hold government
accountable for its actions.
It calls for campaign finance reform, and paper verification of votes, registered on electronic
voting machines.
Voters would then receive proof that the machine recorded their actual vote.
This would help to detect faulty machines that were inaccurately tabulating votes, or
election fraud.
Therefore, one could be sure that election results were reliable, and that the winning candidate
Had in fact received the votes counted in their favor.
Common cause has also advocated that the Electoral College be done away with and that presidential
elections be decided solely on the basis of the popular vote.
Follow-up Activity. Choose one of the following websites to connect with organizations and
interest groups in need of help. Common cause, friends of the Earth which mobilizes people
to protect the natural environment, grassroots international which works for global justice,
the committee for a responsible federal budget which seeks to inform the public on issues
with fiscal impact and favor smaller budget deficits or conservative leaders for education
which supports local control and increased parent choice and education.
Factors of Engagement. Many Americans engage in political activity
on a regular basis. A survey conducted in 2018 revealed that almost 70% of American
adults had participated in some type of political action in the past five years.
These activities included largely non-personal activities that did not require a great
deal of interaction with others such as signing petitions, expressing opinions on social
media, contacting elected representatives, or contributing money to campaigns. During the
same period, approximately 30% of people attended a local government meeting or a political
rally or event, while 16% worked or volunteered for a campaign.
Americans aged 18 to 29 were less likely to become involved in traditional forms of political
activity than older Americans. A 2018 poll of more than 2,000 young adults by Harvard University's
Institute of Politics revealed that only 24% claimed to be politically engaged, and fewer
than 35% said that they had voted in a primary. Only 9% said that they had gone to a political
demonstration, rally or march. However, in the 2018 midterm elections, an estimated 31%
of Americans under 30 turned out to vote. The highest level of young adult engagement
in decades. In 2020, Harvard's polling showed significant interest in the 2020 presidential
campaign and intent to vote. Post-election analysis by Tuft University's Center for Information
and Research on Civic Learning and Engagement, Circle, showed a record-youth turnout
of 53%, which was greater even than the historic turnout in the 2008 contest. The young
votes swung heavily toward Biden in swing states, and yet young voters again participated
at lower rates than did other age groups. Circles post-2024 election analysis showed voting
participation for youth voters down, but with considerable youth vote turnout in swing
states, and an overall advantage to Vice President Kamala Harris. However, the margin was
tighter for Harris in 2024 than for Biden in 2020, and former President Trump performed
overall 10% better with this demographic in 2024 than he did in 2020.
Why are younger Americans less likely to become involved in traditional political organizations?
One answer may be that as American politics become more partisan in nature, young people
turn away. Committed partisanship, which is the tendency to identify with, and to support
often blindly, a particular political party, alienates some Americans who feel that elected
representatives should vote in support of the nation's best interests. Instead, a voting
in the way their party wishes them to. When elected officials ignore all factors other
than their party's position on a particular issue, some voters become disheartened, while
others may become polarized. However, a recent study reveals that it is a distrust of the
opposing party, and not an ideological commitment to their own party, that is at the heart of
most partisanship among voters. Young Americans are particularly likely to be put off by
partisan politics. Many Americans under the age of 30 now identify themselves as independence,
instead of Democrats or Republicans. Instead of identifying with a particular political
party, young Americans are increasingly concerned about specific issues, such as same-sex
marriage. People whose votes are determined based on single issues are unlikely to vote
according to party affiliation. The other factor involved in low-youth voter turnout
in the past was that younger Americans did not feel that candidates generally tackle
issues relevant to their lives. When younger voters cannot relate to the issues put forth
in a campaign, such as entitlements for seniors, they lose interest. This dynamic changed
somewhat in 2016 as Democratic candidate Bernie Sanders made college costs an issue, even
promising free college tuition for undergraduates at public institutions. Senator Sanders enjoyed
intense support on college campuses across the United States. After his nomination campaign
failed, this young voter enthusiasm faded. Despite the fact that Democratic nominee Hillary
Clinton eventually took up the free tuition issue, young people did not flock to her as
well as they had to Sanders. In the general election, won by Republican nominee Donald
Trump, turnout was down, and Clinton received a smaller proportion of the youth vote than
President Obama had in 2012. In 2020, youth again felt connected with candidates, and that
compelled participation throughout the election year. Sanders again galvanized interest,
as did Biden and Harris during the general election phase. Student loan debt was a key
campaign issue. While some Americans disapprove of partisanship in general, others are put off
by the ideology, established beliefs and ideals that help shape political policy of one of
the major parties. This is especially true among the young. While ideological polarization
has occurred on both sides of the political spectrum, as some members of the Republican
party have become more ideologically conservative, for instance opposing same-sex marriage, legalization
of certain drugs, immigration reform, gun control, separation of church and state, and
access to abortion, those young people who do identify with one of the major parties
have in recent years tended to favor the Democratic Party of the Americans under age 30, who were
surveyed by Harvard in 2024, more tended to hold a favorable opinion of Democrats in Congress
than of Republicans, and in the 2024 election, 51% of younger voters voted for the Democratic
ticket. Even those young Americans who identify themselves as Republicans are more liberal
on certain issues, such as being supportive of same-sex marriage and immigration reform
than our older Republicans. The young Republicans also may be more willing to see similarities
between themselves and Democrats. Once again, support for the views of a particular party
does not necessarily mean that someone will vote for members of that party. Other factors
may keep even those college students who do wish to vote away from the polls. Because
many young Americans attend colleges and universities outside of their home states, they may
find it difficult to register to vote. In places where a state-issued ID is required,
students may not have one, or may be denied one if they cannot prove that they paid in-state
tuition rates. The likelihood that people will become active in politics also depends not
only on age, but on such factors as wealth and education. In 2020, as was the case in past
elections, the percentage of people who reported that they were regular voters grew as levels
of income and education increased. Political involvement also depends on how strongly people
feel about current political issues. Unfortunately, public opinion polls, which politicians may
rely on when formulating policy or deciding how to vote on issues, capture only people's
latent preferences or beliefs. Latent preferences are not deeply held, and do not remain the
same over time. They may not even represent a person's true feelings, since they may
be formed on the spot when someone is asked a question about which they have no real
opinion. Indeed, voting itself may reflect merely a latent preference, because even people
who do not feel strongly about a particular political candidate or issue vote.
On the other hand, intense preferences are based on strong feelings regarding an issue
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someone adheres to over time. People with intense preferences tend to become more engaged in politics.
They are more likely to donate time and money to campaigns or to attend political rallies.
The more money that one has and the more highly educated one is, the more likely one will
form intense preferences and take political action.
Inside a perspective, Richie Torres, in 2013 at the age of 25, Richie Torres became
the youngest member of the New York City Council and the first gay council member to represent the Bronx.
Torres became interested in social justice early in his life.
He was raised in poverty in the Bronx by his mother and a stepfather who left the family when Torres was 12.
The mold in his family's public housing apartment caused him to have asthma as a child and he spent time in the hospital on more than one occasion because of it.
His mother's complaints to the New York City Housing Authority were largely ignored.
In high school, Torres decided to become a lawyer, participated in mock trials and met a young and aspiring local politician named James Vacca.
After graduation, he volunteered to campaign for Vacca in his run for a seat on the City Council.
After Vacca was elected, he hired Torres to serve as his housing director to reach out to the community on Vacca's behalf.
While doing so, Torres took pictures of the poor conditions in public housing and collected complaints from residents.
In 2013, Torres ran for a seat on the City Council himself and won.
In November 2020, Torres was elected to the U.S. House of Representatives to represent New York's 15th Congressional District.
He and Mondare Jones, who represents New York's 17th District, are the first openly gay black men elected to Congress.
He remains committed to improving housing for the poor.
Why don't more young people run for local office as Torres did?
What changes might they affect in their communities if they were elected to a government position?
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Podcast Summary
Key Points:
The chapter introduces American government and civic engagement, emphasizing citizen participation as vital to representative democracy.
Government is defined as the means by which society organizes itself to achieve collective goals, providing public goods (e.g., national security, education) and regulating common goods (e.g., fish, clean water).
The U.S. is a republic or representative democracy, contrasting with direct democracy, monarchy, oligarchy, and totalitarianism; capitalism and democracy are linked but not synonymous, with socialism as an alternative.
Elitism vs. pluralism debates who governs
Civic engagement includes voting, petitioning, protesting, volunteering, and joining groups; factors like age, income, education, and partisanship affect participation, with younger Americans less traditionally engaged but increasingly issue-focused.
Historical activism (e.g., abolition, women’s suffrage, civil rights) demonstrates how ordinary citizens can influence government and expand rights.
Summary:
S. governance and the role of citizens. It defines government as a mechanism for societal organization and resource allocation, distinguishing between public goods (available to all, like defense and public schools), private goods (purchased in markets), toll goods (available for a fee, like private schooling), and common goods (limited resources like fish, requiring regulation for sustainability).
S. operates as a representative democracy, where citizens elect officials, unlike direct democracies, monarchies, oligarchies, or totalitarian regimes. The text examines the relationship between democracy and capitalism, noting that while they developed together, capitalism can create wealth disparities that influence politics, unlike socialism’s state-owned production.
The elitism-pluralism debate asks whether power rests with a wealthy elite or with competing interest groups; the trade-offs perspective suggests policy emerges from compromises, such as balancing free speech with safety or energy needs with environmental protection. Civic engagement is essential, ranging from voting and contacting representatives to protesting and volunteering, but participation varies by age, income, and education, with younger Americans showing lower traditional involvement yet higher issue-driven activism. Historical examples, like the fight for voting rights and civil rights, illustrate that ordinary citizens can effect change.
Ultimately, the chapter argues that informed and active citizens are crucial for ensuring government serves the people effectively.
FAQs
The term government describes the means by which a society organizes itself and allocates authority to accomplish collective goals and provide benefits that the society as a whole needs.
In a representative democracy, citizens elect representatives to make decisions and pass laws on their behalf, while in a direct democracy, people participate directly in making government decisions, such as in ancient Athens.
The elite theory of government, supported by C. Wright Mills, argues that a handful of economic and political elites control the government, using their wealth and power to influence decisions and allocate resources in ways that benefit them.
The pluralist theory, advanced by Robert Dahl, argues that political power rests with competing interest groups who share influence in government, and policy is shaped from the bottom up through group competition.
Public goods are available to all without charge, such as national security and public education, while toll goods are available to many but only if they can pay the price, like private schooling.
Civic engagement is vital because it connects citizens to government, allows ordinary people to influence policies, and ensures that representative democracy functions effectively by reflecting the interests of the majority.
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